Rules
for Uniform
Domain Name Dispute Resolution Policy for .com / net / org (with
VeriSign-GRS)
Policy
Adopted: August 26, 1999
Implementation Documents Approved: October 24, 1999
Last update: 25-October-99.
Administrative
proceedings for the resolution of disputes under the Uniform Dispute Resolution
Policy adopted by ICANN shall be governed by these Rules and also the
Supplemental Rules of the Provider administering the proceedings, as posted
on its web site.
1.
Definitions
In
these Rules:
Complainant means
the party initiating a complaint concerning a domain-name registration.
ICANN
refers to the Internet Corporation for Assigned Names and Numbers.
Mutual
Jurisdiction means a court jurisdiction at the location of either (a)
the principal office of the Registrar (provided the domain-name holder
has submitted in its Registration Agreement to that jurisdiction for
court adjudication of disputes concerning or arising from the use of
the domain name) or (b)the domain-name holder's address as shown for
the registration of the domain name in Registrar's Whois database at
the time the complaint is submitted to the Provider.
Panel
means
an administrative panel appointed by a Provider to decide a complaint
concerning a domain-name registration.
Panelist
means
an individual appointed by a Provider to be a member of a Panel.
Party
means a Complainant or a Respondent.
Policy
means
the Uniform Domain Name Dispute Resolution
Policy that is incorporated by reference and made a part of the
Registration Agreement.
Provider
means
a dispute-resolution service provider approved by ICANN. A list of such
Providers appears at approved-providers.htm.
Registrar
means
the entity with which the Respondent has registered a domain name that
is the subject of a complaint.
Registration Agreement
means
the agreement between a Registrar and a domain-name holder.
Respondent
means
the holder of a domain-name registration against which a complaint is
initiated.
Reverse Domain Name
Hijacking means using the Policy in bad faith to attempt to deprive
a registered domain-name holder of a domain name.
Supplemental Rules means
the rules adopted by the Provider administering a proceeding to supplement
these Rules. Supplemental Rules shall not be inconsistent with the Policy
or these Rules and shall cover such topics as fees, word and page limits
and guidelines, the means for communicating with the Provider and the
Panel, and the form of cover sheets.
2. Communications
-
When
forwarding a complaint to the Respondent, it shall be the Provider's
responsibility to employ reasonably available means calculated to
achieve actual notice to Respondent. Achieving actual notice, or employing
the following measures to do so, shall discharge this responsibility:
-
sending
the complaint to all postal-mail and facsimile addresses (A) shown
in the domain name's registration data in Registrar's Whois database
for the registered domain-name holder, the technical contact,
and the administrative contact and (B) supplied by Registrar to
the Provider for the registration's billing contact; and
-
sending
the complaint in electronic form (including annexes to the extent
available in that form) by e-mail to:
-
the
e-mail addresses for those technical, administrative, and
billing contacts;
-
postmaster@<the
contested domain name>; and
-
if
the domain name (or "www." followed by the domain name) resolves
to an active web page (other than a generic page the Provider
concludes is maintained by a registrar or ISP for parking
domain-names registered by multiple domain-name holders),
any e-mail address shown or e-mail links on that web page;
and
-
sending
the complaint to any address the Respondent has notified the Provider
it prefers and, to the extent practicable, to all other addresses
provided to the Provider by Complainant under Paragraph 3(b)(v).
-
Except
as provided in Paragraph 2(a), any written communication
to Complainant or Respondent provided for under these Rules shall
be made by the preferred means stated by the Complainant or Respondent,
respectively (see Paragraphs 3(b)(iii) and 5(b)(iii)), or in the absence of such specification
-
by
telecopy or facsimile transmission, with a confirmation of transmission;
or
-
by
postal or courier service, postage pre-paid and return receipt
requested; or
-
electronically
via the Internet, provided a record of its transmission is available.
-
Any
communication to the Provider or the Panel shall be made by the means
and in the manner (including number of copies) stated in the Provider's
Supplemental Rules.
-
Communications
shall be made in the language prescribed in Paragraph 11. E-mail communications should,
if practicable, be sent in plaintext.
-
Either
Party may update its contact details by notifying the Provider and
the Registrar.
-
Except
as otherwise provided in these Rules, or decided by a Panel, all communications
provided for under these Rules shall be deemed to have been made:
-
if
delivered by telecopy or facsimile transmission, on the date shown
on the confirmation of transmission; or
-
if
by postal or courier service, on the date marked on the receipt;
or
-
if
via the Internet, on the date that the communication was transmitted,
provided that the date of transmission is verifiable.
-
Except
as otherwise provided in these Rules, all time periods calculated
under these Rules to begin when a communication is made shall begin
to run on the earliest date that the communication is deemed to have
been made in accordance with Paragraph 2(f).
-
(h)
Any communication by
-
a
Panel to any Party shall be copied to the Provider and to the
other Party;
-
the
Provider to any Party shall be copied to the other Party; and
-
a
Party shall be copied to the other Party, the Panel and the Provider,
as the case may be.
-
It
shall be the responsibility of the sender to retain records of the
fact and circumstances of sending, which shall be available for inspection
by affected parties and for reporting purposes.
-
In
the event a Party sending a communication receives notification of
non-delivery of the communication, the Party shall promptly notify
the Panel (or, if no Panel is yet appointed, the Provider) of the
circumstances of the notification. Further proceedings concerning
the communication and any response shall be as directed by the Panel
(or the Provider).
3. The Complaint
-
Any
person or entity may initiate an administrative proceeding by submitting
a complaint in accordance with the Policy and these Rules to any Provider
approved by ICANN. (Due to capacity constraints or for other reasons,
a Provider's ability to accept complaints may be suspended at times.
In that event, the Provider shall refuse the submission. The person
or entity may submit the complaint to another Provider.)
-
The
complaint shall be submitted in hard copy and (except to the extent
not available for annexes) in electronic form and shall:
-
Request
that the complaint be submitted for decision in accordance with
the Policy and these Rules;
-
Provide
the name, postal and e-mail addresses, and the telephone and telefax
numbers of the Complainant and of any representative authorized
to act for the Complainant in the administrative proceeding;
-
Specify
a preferred method for communications directed to the Complainant
in the administrative proceeding (including person to be contacted,
medium, and address information) for each of (A) electronic-only
material and (B) material including hard copy;
-
(iv)
Designate whether Complainant elects to have the dispute decided
by a single-member or a three-member Panel and, in the event Complainant
elects a three-member Panel, provide the names and contact details
of three candidates to serve as one of the Panelists (these candidates
may be drawn from any ICANN-approved Provider's list of panelists);
-
Provide
the name of the Respondent (domain-name holder) and all information
(including any postal and e-mail addresses and telephone and telefax
numbers) known to Complainant regarding how to contact Respondent
or any representative of Respondent, including contact information
based on pre-complaint dealings, in sufficient detail to allow
the Provider to send the complaint as described in Paragraph 2(a);
-
Specify
the domain name(s) that is/are the subject of the complaint;
-
Identify
the Registrar(s) with whom the domain name(s) is/are registered
at the time the complaint is filed;
-
Specify
the trademark(s) or service mark(s) on which the complaint is
based and, for each mark, describe the goods or services, if any,
with which the mark is used (Complainant may also separately describe
other goods and services with which it intends, at the time the
complaint is submitted, to use the mark in the future.);
-
Describe,
in accordance with the Policy, the grounds on which the complaint
is made including, in particular,
-
the
manner in which the domain name(s) is/are identical or confusingly
similar to a trademark or service mark in which the Complainant
has rights; and
-
why
the Respondent (domain-name holder) should be considered as
having no rights or legitimate interests in respect of the
domain name(s) that is/are the subject of the complaint; and
-
why
the domain name(s) should be considered as having been registered
and being used in bad faith
(The
description should, for elements (2) and (3), discuss any aspects
of Paragraphs 4(b) and 4(c) of the Policy that are applicable.
The description shall comply with any word or page limit set forth
in the Provider's Supplemental Rules.);
-
Specify,
in accordance with the Policy, the remedies sought;
-
Identify
any other legal proceedings that have been commenced or terminated
in connection with or relating to any of the domain name(s) that
are the subject of the complaint;
-
State
that a copy of the complaint, together with the cover sheet as
prescribed by the Provider's Supplemental Rules, has been sent
or transmitted to the Respondent (domain-name holder), in accordance
with Paragraph 2(b);
-
State
that Complainant will submit, with respect to any challenges to
a decision in the administrative proceeding canceling or transferring
the domain name, to the jurisdiction of the courts in at least
one specified Mutual Jurisdiction;
-
Conclude
with the following statement followed by the signature of the
Complainant or its authorized representative:
"Complainant
agrees that its claims and remedies concerning the registration
of the domain name, the dispute, or the dispute's resolution
shall be solely against the domain-name holder and waives all
such claims and remedies against (a) the dispute-resolution
provider and panelists, except in the case of deliberate wrongdoing,
(b) the registrar, (c) the registry administrator, and (d) the
Internet Corporation for Assigned Names and Numbers, as well
as their directors, officers, employees, and agents."
"Complainant
certifies that the information contained in this Complaint is
to the best of Complainant's knowledge complete and accurate,
that this Complaint is not being presented for any improper
purpose, such as to harass, and that the assertions in this
Complaint are warranted under these Rules and under applicable
law, as it now exists or as it may be extended by a good-faith
and reasonable argument."; and
-
Annex
any documentary or other evidence, including a copy of the Policy
applicable to the domain name(s) in dispute and any trademark
or service mark registration upon which the complaint relies,
together with a schedule indexing such evidence.
-
The
complaint may relate to more than one domain name, provided that the
domain names are registered by the same domain-name holder.
4.
Notification of Complaint
-
The
Provider shall review the complaint for administrative compliance
with the Policy and these Rules and, if in compliance, shall forward
the complaint (together with the explanatory cover sheet prescribed
by the Provider's Supplemental Rules) to the Respondent, in the manner
prescribed by Paragraph 2(a), within three (3) calendar
days following receipt of the fees to be paid by the Complainant in
accordance with Paragraph 19.
-
If
the Provider finds the complaint to be administratively deficient,
it shall promptly notify the Complainant and the Respondent of the
nature of the deficiencies identified. The Complainant shall have
five (5) calendar days within which to correct any such deficiencies,
after which the administrative proceeding will be deemed withdrawn
without prejudice to submission of a different complaint by Complainant.
-
The
date of commencement of the administrative proceeding shall be the
date on which the Provider completes its responsibilities under Paragraph 2(a) in connection with
forwarding the Complaint to the Respondent.
-
The
Provider shall immediately notify the Complainant, the Respondent,
the concerned Registrar(s), and ICANN of the date of commencement
of the administrative proceeding.
5.
The Response
-
Within
twenty (20) days of the date of commencement of the administrative
proceeding the Respondent shall submit a response to the Provider.
-
The
response shall be submitted in hard copy and (except to the extent
not available for annexes) in electronic form and shall:
-
Respond
specifically to the statements and allegations contained in the
complaint and include any and all bases for the Respondent (domain-name
holder) to retain registration and use of the disputed domain
name (This portion of the response shall comply with any word
or page limit set forth in the Provider's Supplemental Rules.);
-
Provide
the name, postal and e-mail addresses, and the telephone and telefax
numbers of the Respondent (domain-name holder) and of any representative
authorized to act for the Respondent in the administrative proceeding;
-
Specify
a preferred method for communications directed to the Respondent
in the administrative proceeding (including person to be contacted,
medium, and address information) for each of (A) electronic-only
material and (B)material including hard copy;
-
If
Complainant has elected a single-member panel in the Complaint
(see Paragraph 3(b)(iv)), state whether Respondent
elects instead to have the dispute decided by a three-member panel;
-
If
either Complainant or Respondent elects a three-member Panel,
provide the names and contact details of three candidates to serve
as one of the Panelists (these candidates may be drawn from any
ICANN-approved Provider's list of panelists);
-
Identify
any other legal proceedings that have been commenced or terminated
in connection with or relating to any of the domain name(s) that
are the subject of the complaint;
-
State
that a copy of the response has been sent or transmitted to the
Complainant, in accordance with Paragraph 2(b); and
-
Conclude
with the following statement followed by the signature of the
Respondent or its authorized representative:
"Respondent
certifies that the information contained in this Response is
to the best of Respondent's knowledge complete and accurate,
that this Response is not being presented for any improper purpose,
such as to harass, and that the assertions in this Response
are warranted under these Rules and under applicable law, as
it now exists or as it may be extended by a good-faith and reasonable
argument."; and
-
Annex
any documentary or other evidence upon which the Respondent relies,
together with a schedule indexing such documents.
-
If
Complainant has elected to have the dispute decided by a single-member
Panel and Respondent elects a three-member Panel, Respondent shall
be required to pay one-half of the applicable fee for a three-member
Panel as set forth in the Provider's Supplemental Rules. This payment
shall be made together with the submission of the response to the
Provider. In the event that the required payment is not made, the
dispute shall be decided by a single-member Panel.
-
At
the request of the Respondent, the Provider may, in exceptional cases,
extend the period of time for the filing of the response. The period
may also be extended by written stipulation between the Parties, provided
the stipulation is approved by the Provider.
-
If
a Respondent does not submit a response, in the absence of exceptional
circumstances, the Panel shall decide the dispute based upon the complaint.
6.
Appointment of the Panel and Timing of Decision
-
Each
Provider shall maintain and publish a publicly available list of panelists
and their qualifications.
-
If
neither the Complainant nor the Respondent has elected a three-member
Panel (Paragraphs 3(b)(iv) and 5(b)(iv)), the Provider shall appoint, within
five (5) calendar days following receipt of the response by the Provider,
or the lapse of the time period for the submission thereof, a single
Panelist from its list of panelists. The fees for a single-member
Panel shall be paid entirely by the Complainant.
-
If
either the Complainant or the Respondent elects to have the dispute
decided by a three-member Panel, the Provider shall appoint three
Panelists in accordance with the procedures identified in Paragraph 6(e). The fees for a three-member
Panel shall be paid in their entirety by the Complainant, except where
the election for a three-member Panel was made by the Respondent,
in which case the applicable fees shall be shared equally between
the Parties.
-
Unless
it has already elected a three-member Panel, the Complainant shall
submit to the Provider, within five (5) calendar days of communication
of a response in which the Respondent elects a three-member Panel,
the names and contact details of three candidates to serve as one
of the Panelists. These candidates may be drawn from any ICANN-approved
Provider's list of panelists.
-
In
the event that either the Complainant or the Respondent elects a three-member
Panel, the Provider shall endeavor to appoint one Panelist from the
list of candidates provided by each of the Complainant and the Respondent.
In the event the Provider is unable within five (5) calendar days
to secure the appointment of a Panelist on its customary terms from
either Party's list of candidates, the Provider shall make that appointment
from its list of panelists. The third Panelist shall be appointed
by the Provider from a list of five candidates submitted by the Provider
to the Parties, the Provider's selection from among the five being
made in a manner that reasonably balances the preferences of both
Parties, as they may specify to the Provider within five (5) calendar
days of the Provider's submission of the five-candidate list to the
Parties.
-
Once
the entire Panel is appointed, the Provider shall notify the Parties
of the Panelists appointed and the date by which, absent exceptional
circumstances, the Panel shall forward its decision on the complaint
to the Provider.
7. Impartiality and Independence
A
Panelist shall be impartial and independent and shall have, before accepting
appointment, disclosed to the Provider any circumstances giving rise to
justifiable doubt as to the Panelist's impartiality or independence. If,
at any stage during the administrative proceeding, new circumstances arise
that could give rise to justifiable doubt as to the impartiality or independence
of the Panelist, that Panelist shall promptly disclose such circumstances
to the Provider. In such event, the Provider shall have the discretion
to appoint a substitute Panelist.
8.
Communication Between Parties and the Panel
No
Party or anyone acting on its behalf may have any unilateral communication
with the Panel. All communications between a Party and the Panel or the
Provider shall be made to a case administrator appointed by the Provider
in the manner prescribed in the Provider's Supplemental Rules.
9.
Transmission of the File to the Panel
The
Provider shall forward the file to the Panel as soon as the Panelist is
appointed in the case of a Panel consisting of a single member, or as
soon as the last Panelist is appointed in the case of a three-member Panel.
10.
General Powers of the Panel
-
The
Panel shall conduct the administrative proceeding in such manner as
it considers appropriate in accordance with the Policy and these Rules.
-
In
all cases, the Panel shall ensure that the Parties are treated with
equality and that each Party is given a fair opportunity to present
its case.
-
The
Panel shall ensure that the administrative proceeding takes place
with due expedition. It may, at the request of a Party or on its own
motion, extend, in exceptional cases, a period of time fixed by these
Rules or by the Panel.
-
The
Panel shall determine the admissibility, relevance, materiality and
weight of the evidence.
-
A
Panel shall decide a request by a Party to consolidate multiple domain
name disputes in accordance with the Policy and these Rules.
11.
Language of Proceedings
-
Unless
otherwise agreed by the Parties, or specified otherwise in the Registration
Agreement, the language of the administrative proceeding shall be
the language of the Registration Agreement, subject to the authority
of the Panel to determine otherwise, having regard to the circumstances
of the administrative proceeding.
-
The
Panel may order that any documents submitted in languages other than
the language of the administrative proceeding be accompanied by a
translation in whole or in part into the language of the administrative
proceeding.
12.
Further Statements
In
addition to the complaint and the response, the Panel may request, in
its sole discretion, further statements or documents from either of the
Parties.
13.
In-Person Hearings
There
shall be no in-person hearings (including hearings by teleconference,
videoconference, and web conference), unless the Panel determines, in
its sole discretion and as an exceptional matter, that such a hearing
is necessary for deciding the complaint.
14. Default
-
In
the event that a Party, in the absence of exceptional circumstances,
does not comply with any of the time periods established by these
Rules or the Panel, the Panel shall proceed to a decision on the complaint.
-
If
a Party, in the absence of exceptional circumstances, does not comply
with any provision of, or requirement under, these Rules or any request
from the Panel, the Panel shall draw such inferences therefrom as
it considers appropriate.
15. Panel Decisions
-
A
Panel shall decide a complaint on the basis of the statements and
documents submitted and in accordance with the Policy, these Rules
and any rules and principles of law that it deems applicable.
-
In
the absence of exceptional circumstances, the Panel shall forward
its decision on the complaint to the Provider within fourteen (14)
days of its appointment pursuant to Paragraph 6.
-
In
the case of a three-member Panel, the Panel's decision shall be made
by a majority.
-
(d)
The Panel's decision shall be in writing, provide the reasons on which
it is based, indicate the date on which it was rendered and identify
the name(s)of the Panelist(s).
-
Panel
decisions and dissenting opinions shall normally comply with the guidelines
as to length set forth in the Provider's Supplemental Rules. Any dissenting
opinion shall accompany the majority decision. If the Panel concludes
that the dispute is not within the scope of Paragraph 4(a) of the Policy, it shall
so state. If after considering the submissions the Panel finds that
the complaint was brought in bad faith, for example in an attempt
at Reverse Domain Name Hijacking or was brought primarily to harass
the domain-name holder, the Panel shall declare in its decision that
the complaint was brought in bad faith and constitutes an abuse of
the administrative proceeding.
16.
Communication of Decision to Parties
-
Within
three (3)calendar days after receiving the decision from the Panel,
the Provider shall communicate the full text of the decision to each
Party, the concerned Registrar(s), and ICANN. The concerned Registrar(s)
shall immediately communicate to each Party, the Provider, and ICANN
the date for the implementation of the decision in accordance with
the Policy.
-
Except
if the Panel determines otherwise (see Paragraph 4(j) of the Policy), the Provider
shall publish the full decision and the date of its implementation
on a publicly accessible web site. In any event, the portion of any
decision determining a complaint to have been brought in bad faith
(see Paragraph 15(e) of these Rules) shall be published.
17.
Settlement or Other Grounds for Termination
-
If,
before the Panel's decision, the Parties agree on a settlement, the
Panel shall terminate the administrative proceeding.
-
If,
before the Panel's decision is made, it becomes unnecessary or impossible
to continue the administrative proceeding for any reason, the Panel
shall terminate the administrative proceeding, unless a Party raises
justifiable grounds for objection within a period of time to be determined
by the Panel.
18.
Effect of Court Proceedings
-
In
the event of any legal proceedings initiated prior to or during an
administrative proceeding in respect of a domain-name dispute that
is the subject of the complaint, the Panel shall have the discretion
to decide whether to suspend or terminate the administrative proceeding,
or to proceed to a decision.
-
In
the event that a Party initiates any legal proceedings during the
pendency of an administrative proceeding in respect of a domain-name
dispute that is the subject of the complaint, it shall promptly notify
the Panel and the Provider. See Paragraph 8 above.
19.
Fees
-
The
Complainant shall pay to the Provider an initial fixed fee, in accordance
with the Provider's Supplemental Rules, within the time and in the
amount required. A Respondent electing under Paragraph 5(b)(iv) to have the dispute decided
by a three-member Panel, rather than the single-member Panel elected
by the Complainant, shall pay the Provider one-half the fixed fee
for a three-member Panel. See Paragraph 5(c). In all other cases, the Complainant
shall bear all of the Provider's fees, except as prescribed under
Paragraph 19(d). Upon appointment of the Panel,
the Provider shall refund the appropriate portion, if any, of the
initial fee to the Complainant, as specified in the Provider's Supplemental
Rules.
-
No
action shall be taken by the Provider on a complaint until it has
received from Complainant the initial fee in accordance with Paragraph 19(a).
-
If
the Provider has not received the fee within ten (10) calendar days
of receiving the complaint, the complaint shall be deemed withdrawn
and the administrative proceeding terminated.
-
In
exceptional circumstances, for example in the event an in-person hearing
is held, the Provider shall request the Parties for the payment of
additional fees, which shall be established in agreement with the
Parties and the Panel.
20. Exclusion of Liability
Except
in the case of deliberate wrongdoing, neither the Provider nor a Panelist
shall be liable to a Party for any act or omission in connection with
any administrative proceeding under these Rules.
21.
Amendments
The
version of these Rules in effect at the time of the submission of the
complaint to the Provider shall apply to the administrative proceeding
commenced thereby. These Rules may not be amended without the express
written approval of ICANN.
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